Risk and Regulatory Compliance Associate

Remote, USA Full-time
Job Description: • Drive compliance with RSM policies and regulatory requirements • Review and approve timely submission of CPA and regulatory licenses • Manage inquiries from firm personnel regarding compliance matters • Ensure clear documentation for compliance purposes • Assist with RSM business licensure & annual filings • Collaborate with members of the Regulatory Risk and Compliance team • Support the AML process through monitoring and reporting • Provide support for ad hoc requests relating to compliance activities. Requirements: • Strong proficiency with Microsoft Excel • Bachelor’s degree in accounting, commerce, business administration, or comparable education • Minimum of 1-3 years of experience in a regulatory compliance role and/or as a project coordinator • Excellent written and verbal communication skills • Strong organization skills and work ethic • Ability to read, interpret, and apply rules, regulations, policies and procedures • Strong attention to detail • Comfortable working in a fast-paced environment • Strong relationship-building skills • Proactive in identifying and implementing process improvements. Benefits: • Flexibility in your schedule • Empowering work-life balance Apply tot his job
Apply Now

Similar Jobs

Manager, Regulatory Compliance

Remote, USA Full-time

Regulatory Compliance Program Manager

Remote, USA Full-time

Environmental Compliance Manager (Cordova, IL)*

Remote, USA Full-time

Senior Quality and Compliance Specialist (Remote)

Remote, USA Full-time

Product Compliance Regulatory Specialist

Remote, USA Full-time

Senior Compliance Specialist - Canada (Securities Regulatory Compliance)

Remote, USA Full-time

Senior Legal Counsel, FDA Regulatory

Remote, USA Full-time

Submissions Specialist

Remote, USA Full-time

Manager, Regulatory Submissions

Remote, USA Full-time

Electric Compliance & Risk Consultant, Senior

Remote, USA Full-time

Homework Help Lead Tutors - North Regional and Plymouth Libraries

Remote, USA Full-time

Senior Associate, Product Analytics

Remote, USA Full-time

Quantitative Analyst - Treasury Division (Balance Sheet Management, Credit Loss Analytics, Capital Planning & Stress Testing)

Remote, USA Full-time

Experienced Online English Language Tutor – Flexible Hours and Remote Work Opportunities in a Dynamic and Supportive Environment

Remote, USA Full-time

Inbound Sales Representative (Remote/Eastern Time)

Remote, USA Full-time

Operations Support Associate (Remote – Medical Data Entry)

Remote, USA Full-time

**Experienced Data Entry Clerk Night Shift – Remote Opportunity for Career Advancement**

Remote, USA Full-time

Experienced Full Stack Software Engineer – Web & Cloud Application Development at Blithequark

Remote, USA Full-time

Experienced Part-Time Remote Live Chat Customer Service Representative – Delivering Exceptional Online Shopping Experiences at blithequark

Remote, USA Full-time

Sales Executive - San Diego

Remote, USA Full-time
Back to Home